SEMINAR-WORKSHOP ON THE CONDUCT OF INTERNAL AUDIT ENGAGEMENT
Date: Nov-15-16, 2018 (Thu-Fri)
Venue: Gov. Licaros Hall, RBAP, Intramuros,
Time: 8:30am to 5:00pm
RESOURCE PERSON
DR. RUFO MENDOZA, CPA External Auditor –Accredited,
Bank Consultant and Professor
SEMINAR FEE
1. For Member – P4,700/per person
2. Non-Member/Delinquent – P5,200 / per person
MODE OF PAYMENT
Check payable to:
Rural Bankers Research & Development Foundation Inc.
Non-Refundable commitment fee of P2,300.00 per participant.
Bank: LBP – Intramuros, Branch
Account Name: RBRDFI
SA No. 0012-1046-26.
Telefax (02) 527-2969 /527-2980
Expected Participants
Branch Manager, Compliance Officer, Internal Audit, Loan Officers,
Compliance Officer
DEADLINE TO SUBMIT REGISTRATION: Nov 09, 2018.
Course Objectives
1.Explain performance standards and implementation guidance in accordance
with Internal Auditing;
2.Illustrate the conduct of audit relative to the overall bank performance;
3. Demonstrate the procedures in the conduct of audit of governance and
strategies;
4. Develop a program for the audit of deposit-taking functions, loan
portfolio and credit, statutory reuirements;
5. Identify the steps in writing an internal audit report.
6. Illustrate the proceudres in performing a stress test and sensitivity
analysis
Course Outline
I. Internal Audit Engagement Performance Standards and implementation
guidance.
a. Engagement planning
b. Engagement work scope
c. Engagement work program
d. Performing the engagement
e. Communicating results
II. Performing an Audit of the Overall Bank Performance
f. Profitability
g. Asset quality
h. Credit risk
i. Capital adequacy
III. Performing Internal Audit Organizational Governance and Strategies.
e. Audit of governance
a. Audit of strategic plan/strategies
IV. Performing Internal Audit of Bank’s Core Functions.
a. Deposit-Taking Functions
a. Loan Portfolio and Credit Risks
b. Financial Accounting and Reporting
c. Asset Management
d. Statutory Requirements
V. Writing the Audit Report
VI. Stress Testing and Sensitivity Analysis
a. Regulatory requirements for stress testing and sensitivity analysis
b. Steps in performing a stress test and sensitivity analysis
c. Value generated in conducting stress testing and sensitivity analysis.
Requirement for the participants: Laptop for each individual or for each
group of participants representing same bank.
