SEMINAR ON RISK-BASED COMPLIANCE PROGRAM
Date: Apr. 17-18, 2020 (Fri-Sat)
Venue: Bayanihan Hall, RBAP, Intramuros,
Time: 8:30am to 5:00pm
RESOURCE PERSON
DIEGO B. LEDDA, JR, CPA, MBA
Auditor -Trainer/Consultant – Management & Financial Consultancy Services
SEMINAR FEE
1. For Member – P5,300 /per person
2. Non-Member/Delinquent –P5,800 / per person
MODE OF PAYMENT
Check payable to:
Rural Bankers Research & Development Foundation Inc.
To reserve slot, a Non-Refundable commitment fee of P2,700.00 /pax is
required, but its deducted from the total registration fee.
Bank: LBP – Intramuros, Branch
Account Name: RBRDFI
SA No. 0012-1046-26.
Telefax (02) 527-2969 /527-2980
DEADLINE TO SUBMIT REGISTRATION: April 08, 2020
Course Objectives
-the course covers key compliance principles and areas of activities to be
conducted by the Chief Compliance Officer leading to the preparation of
Risk-Based Compliance Program, Assessment, Reporting and Monitoring.
*To learn the important of a Risk-Based Compliance Management.
*Understand the Compliance Risk Management Framework.
*Identify the key activities in Compliance Risk Management Cycle.
*To know how to prepare a Risk-Based Compliance Program and Testing.
Expected Participants
President, Risk Management Committee –Director, President, Branch
Managers, Risk Management Officer, Chief Compliance Officer.
Course Outline
A. Day 1
•The Risk Universe
•The Risk Universe
•Three-lines of Defense Model
•Linkages of Governance, Internal Control and Risk Management
•Sources of compliance laws, rules and standards
•Responsibilities of BOD and Senior Management
•The Compliance Function Principles
•The Compliance Officer
•Outsourcing Compliance Function
•The Roles of BSP and the Compliance Function
•Risk-based Compliance Risk Management Process
•The Risk-based Compliance Program
B. Day 2
Stress Testing
•Definition
•Uses and importance
•Process
•Evaluating Stress Testing
Workshop
•Prepare risk-based compliance program
•Prepare risk-based compliance Testing
-Laptop for workshop
-Compliance Program Manual
ONLINE REGISTRATION
https://forms.gle/