RISK-BASED AUDIT METHODOLOGY SEMINAR
SCHEDULE
Date: Jan 17-18, 2020 (Fri-Sat.)
Venue: Gov. Licaros Hall, RBAP, Intramuros,
Time: 8:30am to 5:00pm
RESOURCE PERSON
MR. GIL M. SORITA,CPA,CIA,CISA, MBA
Bank Executive Officer, Accredited External Quality Assurance Validator
for Internal Audit Activity
SEMINAR FEE
1. For Member – P5,000 /person
2. Non-Member/Delinquent – P5,500/person
MODE OF PAYMENT
Check payable to:
Rural Bankers Research & Development Foundation Inc.
To reserve slot, a Non-Refundable commitment fee of P2,500.00 /pax is
required, but its deducted from the total registration fee.
Bank: LBP – Intramuros, Branch
Account Name: RBRDFI
SA No. 0012-1046-26.
Telefax (02) 527-2969 /527-2980
EXPECTED PARTICIPANTS
Compliance Officer, Internal Auditor, Risk Management Manager, Credit Risk
Officer, Risk Management Committee –Director, President, Branch Managers
DEADLINE TO SUBMIT REGISTRATION: Jan 10, 2020.
I. Objectives
This seminar-workshop aims to help participants understand the role of
internal audit function in the Bank and how to implement, manage and
benefit from risk based auditing methodology.
At the end of the seminar –workshop, it is expected that the participants:
•Appreciate the rationale of adopting of risk-based internal audit
methodology
•Understand the requirements of the BSP on internal audit function
•Understand the International Professional Practice Framework on Internal
Auditing
•Recognize the role of internal audit in corporate governance, risk
management and controls
•Comprehend the Internal Control Framework
•Understand the process of developing and implementing a risk-based
internal audit methodology
Requirements:
1) Laptop
2) Prior to the attendance to the seminar-works, the participants are
expected to have studied/read the following documents pertaining to their
Bank, to wit:
Strategic Plans and Programs /Mission/Vision Statement (if any)
Organizational Structure
Manual of Operation
Latest BSP Results of Examination
Latest Audited Financial Statement
Course Outline
Why adopt risk-based audit methodology?
What is a risk-based audit methodology?
International Professional Practice Framework on Internal Auditing
(Definition, Code of Ethics, Intl. Standard Professional Practice on
Internal Auditing)
BSP’s requirement on Internal Audit Function vis-à-vis Nature of Work of
Internal Audit Activity based on ISPPIA
Governance, risk management and controls
COSO Internal Control Framework
Strategic Planning
Engagement Planning
Performing the Engagement
Communicating Results
Monitoring Progress
ONLINE REGISTRATION
https://forms.gle/4z7XDEEydfGB
