Compliance Officer’s Dev Workshop – Sept 27-28, 2013 in CDO


FROM : MOBCI- Association Of Compliance Officers- President

SUBJECT : Compliance Officers’ Development Program

Dear Fellow Rural Bankers:

The Rural Bankers Association of the Philippines (RBAP), through the Rural
Bankers’ Research and Development Foundation, Inc. (RBRDFI) in partnership
with the Misamis Oriental- Bukidnon- Camiguin & Iligan- Association Of
Compliance Officers, are pleased to announce that it will conduct the
seminar-workshop described below as part of its continuing strategy to
strengthen the rural banking industry:

Course Title: Compliance Officer’s Development Program
Venue: Deluxe Hotel, Cagayan De Oro City
Schedule: 27-28 September 2013 (Friday-Saturday)
Duration: 2 days (8:30AM-5:00PM)

Course Content
1st day:
a. Brief discussion of BSP Cir.747
b. Review of Bank’s existing Compliance Framework
c. Identification of business risks and corresponding measures to mitigate
the risk
d. Organizational Structure
e. Duties and responsibilities of a C.O.
f. Board and Senior Mgt. Oversight
g. Corrective Process
h. Discussion of major Local Laws and Regulations Applicable to banks
i. Monetary and non-monetary Sanctions for Non-Compliance to BSP and
Regulations and Regulatory bodies Course Content
2nd day:
a. Plans and Programs of the Compliance Officer
b. Sample Plans/Activities to be performed
c. The Compliance Matrix
d. Compliance Testing
e. Reporting of the results of Compliance Testing
f. Compliance Tracking ( validation)
g. Preparing for the BSP General Examination
h. Possible GE Exceptions – Compliance

In this connection, we would like to enjoin rural banks, to send their
Compliance Officers, Senior, President, Managers & Middle Level Officers
to attend the seminar.

Registration fee per participant
a) Four Thousand Five hundred Pesos only (P4,500.00).
Registration will cover meals (2 snacks and lunch) per day
b) Board and Lodging, and Travel expenses to and from the venue
shall be borne by the participants.

For your reservations, kindly submit to us the following not later than
SEPTEMBER 20, 2013:
1. A non-refundable commitment fee of P2,250.00 per participant (50% of
the registration fee). Payments can be remitted to the MOBCI-FRB c/o
Philippines (LBP) Savings Account Number- 0152-0018-35. Proof of payment
(i.e., deposit slip) should be sent immediately to MOBCI-FRB via facsimile
((08822)72-54-23)/ e-mail ( for verification. For
check payments, check should be payable to MOBCI-FRB c/o COOPERATIVE BANK
2. Nomination form of the participant(s) duly endorsed by the bank’s
3. Filled-up Participant’s Profile.

Only those rural banks that have complete requirements will be given
reservation. Please be advised that we will be accepting up to forty (40)
participants only. We reserve the right to limit the number of
participants to a manageable level. Participants will be accepted on a
first-come-first-served basis.

For your reservation, please call: 0917-2054-297 / 088-856-1550/
08822-72-63-65 and look for Ms. Ruby, the MOBCI-FRB recording secretary.

Participants who have paid but fail to show up for the seminar will only
be entitled to a rebate of 50% of the total registration fee.

Thank you very much!

Download the  Full COD in PDF