Risk Based Audit Methodology Seminar – June 07-08 in RBAP Intramuros

RISK BASED AUDIT METHODOLOGY SEMINAR

SCHEDULE
Date: June 07-08, 2019 (Fri-Sat.)
Venue: Gov. Licaros Hall, RBAP, Intramuros,
Time: 8:30am to 5:00pm

RESOURCE PERSON
MR. GIL M. SORITA, CPA, CIA,CISA, MBA
Bank Executive Officer, Accredited External Quality Assurance Validator
for Internal Audit Activity

SEMINAR FEE
1. For Member  – P4,800 /person
2. Non-Member/Delinquent –  P5,300/person

MODE OF PAYMENT
Check payable to:

Rural Bankers Research & Development Foundation Inc.

To reserve slot, a Non-Refundable commitment fee of P2,400.00 /pax is
required, but its deducted from the total registration fee.

Bank:  LBP – Intramuros, Branch
Account Name: RBRDFI
SA No. 0012-1046-26.
Telefax  (02) 527-2969 /527-2980

EXPECTED PARTICIPANTS
Compliance Officer, Internal Auditor, Risk Management Manager, Credit Risk
Officer, Risk Management Committee –Director, President, Branch Managers

DEADLINE TO SUBMIT REGISTRATION: May 31, 2019.

RISK BASED AUDIT METHODOLOGY

I.         Objectives
This seminar-workshop aims to help participants understand the role of
internal audit function in the Bank and how to implement, manage and
benefit from risk based auditing methodology.

At the end of the seminar –workshop, it is expected that the participants:
•       Appreciate the rationale of adopting of risk-based internal audit
methodology
•       Understand the requirements of the BSP on internal audit function
•       Understand the International Professional Practice Framework on Internal
Auditing
•       Recognize the role of internal audit in corporate governance, risk
management and controls
•       Comprehend the Internal Control Framework
•       Understand the process of developing and implementing a risk-based
internal audit methodology
Requirements:
1) Laptop
2) Prior to the attendance to the seminar-works, the participants are
expected to have studied/read the following documents pertaining to their
Bank, to wit:
Strategic Plans and Programs
Mission/Vision Statement (if any)
Organizational Structure
Manual of Operation
Latest BSP Results of Examination
Latest Audited Financial Statement

Course Outline

*Why adopt risk-based audit methodology?
*What is a risk-based audit methodology?
*International Professional Practice Framework on Internal Auditing
(Definition, Code of Ethics, Intl. Standard Professional Practice on
Internal Auditing)
*BSP’s requirement on Internal Audit Function vis-à-vis Nature of Work of
Internal Audit Activity based on ISPPIA
*Governance, risk management and controls
*COSO Internal Control Framework
*Strategic Planning
*Engagement Planning
*Performing the Engagement
*Communicating Results
*Monitoring Progress

ONLINE REGISTRATION :

https://forms.gle/mhUZ4iaHC23gaK4m6